INTRODUCTION
Identification of patients at risk for inherited cancer susceptibility is dependent upon the ability to characterize genes and alterations associated with increased cancer risk and establish appropriate indications for genetic testing. With the exponential uptake of next-generation sequencing–based hereditary cancer panels, the curation and analysis of large data sets have furthered our understanding of a full spectrum of clinically relevant cancer predisposition genes. Efforts have included reinterpreting the phenotypic spectra of well-characterized hereditary cancer predisposition syndromes,
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Unexpected CDH1 mutations identified on multigene panels pose clinical management challenges.
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Differences in TP53 mutation carrier phenotypes emerge from panel-based testing.
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Pathogenic and likely pathogenic variant prevalence among the first 10,000 patients referred for next-generation cancer panel testing.
defining high and moderate cancer risk genes through case–control
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and pedigree analysis-based
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approaches, and exome/genome sequencing–based investigation for novel gene discovery.
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Germline mutations affecting the proofreading domains of POLE and POLD1 predispose to colorectal adenomas and carcinomas.
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ATM mutations in patients with hereditary pancreatic cancer.
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In response, genetic testing guidelines have evolved over the past few years to incorporate genes included on multigene panel testing (MGPT) for hereditary cancer into clinical practice. For example, National Comprehensive Cancer Network (NCCN) Clinical Practice Guidelines in Oncology (NCCN Guidelines®) for Genetic/Familial High-Risk Assessment: Breast and Ovarian
and NCCN Guidelines® for Genetic/Familial High-Risk Assessment: Colorectal
provide some information surrounding cancer risks and management recommendations for a range of genes included on multigene panel tests. While much progress has been made with understanding the clinical relevance and implications of these genes, testing criteria remain limited to genes associated with historically established cancer syndromes such as
BRCA1/2,
TP53, and mismatch repair genes. Clinician preference for and utilization of broader panels of genes continue to increase despite the lack of explicit testing criteria for genes more recently associated with cancer risk and for cancers falling outside the traditional phenotypic spectra for established hereditary syndromes. As a consequence, medical policy coverage has been highly variable across health plans.
, , , While several studies and laboratories have reported on pathogenic variant (PV) detection rates across a spectrum of cancers and genes, and others have explored the sensitivity of various genetic testing criteria,
20.- Rosenthal E.T.
- Bernhisel R.
- Brown K.
- Kidd J.
- Manley S.
Clinical testing with a panel of 25 genes associated with increased cancer risk results in a significant increase in clinically significant findings across a broad range of cancer histories.
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Underdiagnosis of hereditary breast and ovarian cancer in Medicare patients: genetic testing criteria miss the mark.
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Underdiagnosis of hereditary breast cancer: are genetic testing guidelines a tool or an obstacle?.
an in-depth review of the performance of existing genetic testing criteria at genotypic and phenotypic levels is needed to help guide evidence-based criteria for genetic testing and clinical decision making.
In this retrospective review of clinical histories and molecular results from 165,000 patients undergoing hereditary cancer predisposition testing, we evaluated gene-specific associations with six different cancer types (breast, ovarian, colorectal, uterine/endometrial, pancreatic, and melanoma) and assessed the performance of NCCN genetic testing criteria for
BRCA-related breast and/or ovarian cancer syndrome
and Lynch syndrome.
Together, these findings further inform the clinical approach to hereditary genetic testing across a range of cancer types.
Materials And Methods
Study population
Study subjects included patients who underwent MGPT encompassing breast, ovarian, colorectal, uterine/endometrial, pancreatic, and pan-cancer indications between March 2012 and December 2016 at a single diagnostic laboratory (Ambry Genetics, Aliso Viejo, CA). Clinical histories were obtained from clinician-completed test requisition forms (TRFs) and from clinical documentation such as pedigrees and chart notes when provided. Case selection was limited to one individual per family. In the instance where multiple individuals from the same family underwent MGPT, the first family member to undergo panel testing was selected for inclusion in this study. In addition, individuals with clinical history suggestive of inherited colorectal polyposis, defined as ten or more colorectal adenomas or ten or more nonadenomatous colorectal polyps, or any number of hamartomatous polyps, were excluded from analysis. This study was deemed exempt from review by the Western Institutional Review Board.
Multigene panel testing
Patients underwent comprehensive germline analysis of 5–49 genes depending on the multigene panel ordered (Table
S1). With the exception of
GREM1 and
EPCAM, Sanger or next-generation sequencing analysis was performed for all coding domains and well into the flanking 5’ and 3’ ends of all the introns and untranslated regions. With the exception of
GREM1,
EPCAM, and
MITF, gross deletion/duplication analysis was performed for all covered exons and untranslated regions. Of note, the
APC promoter 1B region was covered as part of deletion/duplication analysis. For
GREM1, only the status of the 40-kb 5’UTR gross duplication was analyzed and reported and for
EPCAM, only gross deletions encompassing the 3’ end of the gene were reported.
All variants, with the exception of previously characterized benign alterations, underwent thorough assessment and review of available evidence (e.g., population frequency information, published case reports, case–control and functional studies, internal co-occurrence and cosegregation data, evolutionary conservation, and in silico predictions). Variants were further classified per Ambry’s five-tier variant classification protocol (pathogenic mutation; variant, likely pathogenic [VLP]; variant of unknown significance [VUS]; variant, likely benign [VLB]; and benign) which is based on published recommendations/guidelines by the American College of Medical Genetics and Genomics and the International Agency for Research on Cancer.
23.- Pesaran T.
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Beyond DNA: an integrated and functional approach for classifying germline variants in breast cancer genes.
, 24.- Plon S.E.
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Sequence variant classification and reporting: recommendations for improving the interpretation of cancer susceptibility genetic test results.
, 25.- Richards S.
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Standards and guidelines for the interpretation of sequence variants: a joint consensus recommendation of the American College of Medical Genetics and Genomics and the Association for Molecular Pathology.
All identified alterations were deposited in ClinVar.
Data analysis
Gene-specific pathogenic variant/VLP (herein collectively referred to as PVs) and VUS frequencies were assessed across a wide range of cancer phenotypic groups corresponding to BRCA1/2 and Lynch syndrome testing criteria, along with the more common proband cancer types and combinations observed in this cohort. PV and VUS frequencies were based on variant classification as of December 2016. Analyses were primarily limited to 32 cancer susceptibility genes: APC, ATM, BARD1, BRCA1, BRCA2, BRIP1, BMPR1A, CDH1, CDK4, CDKN2A, CHEK2, EPCAM, GREM1, MLH1, MRE11A, MSH2, MSH6, MUTYH, NBN, NF1, PALB2, PMS2, POLD1, POLE, PTEN, RAD50, RAD51C, RAD51D, SMAD4, SMARCA4, STK11, TP53. MUTYH PV frequencies included biallelic carriers only. For ease of analysis and interpretation, pooled PV frequencies were often calculated for the following groups of genes: BRCA1/2, other breast and/or ovarian cancer genes (ATM, CHEK2, PALB2, BARD1, BRIP1, RAD51C, RAD51D, NBN, TP53, CDH1, PTEN, NF1), Lynch syndrome genes (MLH1, EPCAM/MSH2, MSH6, PMS2), and other cancer predisposition genes (STK11, CDKN2A, CDK4, SMARCA4, APC, MUTYH, BMPR1A, SMAD4, GREM1, POLD1, POLE, MRE11A, RAD50).
Case–control analysis was performed by pooling PVs to the gene level and comparing the frequency in Caucasian MGPT cases relative to non-Finnish European gnomAD exome controls from release 2.0.2 (
n = 55,860).
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Analysis of protein-coding genetic variation in 60,706 humans.
The frequency in gnomAD was restricted to PASS-only PVs, and if a variant was non-PASS in gnomAD and seen in the cancer case it was excluded from the frequency calculation. The odds ratio (OR) and a corresponding 95% confidence interval derived by inverting Fisher’s exact test
28.Confidence intervals that match Fisher’s exact or Blaker’s exact tests.
were estimated for cases with a personal history limited to one of the six cancer types studied. Copy-number variants and large structural rearrangements identified in the cases were excluded from the frequency calculation to be consistent with gnomAD frequencies. All tests were two-sided and a
p value less than 0.05 was considered statistically significant.
For all patients with personal and/or family history information provided, clinical histories were systematically evaluated to determine whether NCCN genetic testing criteria for
BRCA-related breast and/or ovarian cancer syndrome
and Lynch syndrome
were met. Coded algorithms were generated for each criterion (e.g., breast cancer ≤45, colorectal cancer <50) and applied to curated clinical history information using Excel to generate a binary output indicating whether the patient passed or failed each criterion. A complete listing of each criterion assessed, including any exceptions and interpretations, is presented in Table
S2 and Table
S3 for
BRCA1/2 and Lynch syndrome, respectively. For each criterion, a subset of cases was manually reviewed to ensure accurate code output. Patients met testing criteria for a given syndrome if they passed at least one criterion for that syndrome, whereas those failing all criteria for a given syndrome did not meet the respective testing criteria. A subset of cases was independently reviewed by a certified genetic counselor, and the output of the coding algorithm accurately identified patients as meeting or not meeting criteria in all cases.
DISCUSSION
In response to substantial data published on the increased efficacy of MGPT, most cancer geneticists have evolved their testing practices, yet the optimal testing strategy remains to be determined. In this study, we systematically evaluated the association of 32 cancer predisposition genes across multiple common phenotypes referred for MGPT with regard to PV frequency, associated cancer risks, and proportion meeting genetic testing criteria for BRCA1/2-related hereditary breast and ovarian cancer and Lynch syndrome to better inform clinical multigene panel selection, as well as medical policy at a broader level.
Results from this study and others have confirmed substantial genotypic heterogeneity surrounding predisposition to cancers commonly referred for germline genetic testing. Consequently,
BRCA1/2 and Lynch syndrome testing criteria are not highly specific to these genes. In this study, 67% of PVs in patients meeting criteria for only
BRCA1/2 occurred in genes other than
BRCA1/2, including 5.2% in Lynch syndrome genes (Fig.
3). Likewise, more than half (53.8%) of PVs in patients meeting only Lynch criteria were in non–Lynch syndrome genes, including 8.8% in
BRCA1/2 (Fig.
3). Similar findings were observed in another large laboratory-based study, though overall PV detection rates were lower due to a larger proportion of unaffected patients.
20.- Rosenthal E.T.
- Bernhisel R.
- Brown K.
- Kidd J.
- Manley S.
Clinical testing with a panel of 25 genes associated with increased cancer risk results in a significant increase in clinically significant findings across a broad range of cancer histories.
Together, these findings support the revision of
BRCA1/2 and Lynch syndrome testing criteria to include a broader spectrum of cancer predisposition genes, particularly those with consensus management recommendations and overlapping phenotypes.
Our data also support even broader use of larger panels that contain a variety of hereditary cancer genes, even when patients lack classic clinical features associated with some of the genes, as evidenced by the mismatch in testing criteria met with what genes were actually mutated in some patients. For example, a significant proportion of those patients (20.0%) who tested positive for a PV in one of the mismatch repair genes met testing criteria for
BRCA1/2 alone, including 37.4% of
PMS2 PV carriers. In total, 409 Lynch syndrome diagnoses would have gone undetected had more targeted testing been ordered in this cohort alone, resulting in missed opportunities for patients to pursue interventions known to reduce risk and decrease mortality.
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Decrease in mortality in Lynch syndrome families because of surveillance.
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Prophylactic surgery to reduce the risk of gynecologic cancers in the Lynch syndrome.
We also observed a subset of patients with PVs in
BRCA1/2 who did not meet testing criteria for these genes (5.8%), suggesting a need to revise testing criteria to identify more at-risk patients. Beitsch et al. recently reported on the yield of an 80-gene panel among 1001 breast cancer patients, comparing those meeting versus not meeting NCCN criteria and reporting no significant difference in PV rates (9.39% and 7.92%, respectively).
22.- Beitsch P.D.
- Whitworth P.W.
- Hughes K.
- et al.
Underdiagnosis of hereditary breast cancer: are genetic testing guidelines a tool or an obstacle?.
However, PV rates included all genes tested regardless of association with breast cancer or clinical actionability; characteristics of PV carriers with breast cancer not meeting NCCN criteria, such as age at diagnosis, tumor pathology, and family history of related cancers were not considered; and the data were based on a 2017 version of the guideline. Despite these limitations, the study by Beitsch et al. demonstrates the need for revisions to genetic testing guidelines for breast cancer.
Findings from this study also demonstrate the importance of including comprehensive assessment for gross del/dups as part of hereditary cancer MGPT. The prevalence of gross del/dups has not previously been well described, with the exception of
BRCA1/2 and Lynch syndrome genes.
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Large genomic rearrangements and germline epimutations in Lynch syndrome.
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Clinical significance of large rearrangements in BRCA1 and BRCA2.
For a number of genes, del/dups accounted for greater than 10% of PVs, indicating that a substantial proportion of at-risk patients would be missed if del/dup testing methods are not included in MGPT.
Although we have previously reported on gene-specific risks for breast,
6.- Couch F.J.
- Shimelis H.
- Hu C.
- et al.
Associations between cancer predisposition testing panel genes and breast cancer.
ovarian,
34.- Lilyquist J.
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Frequency of mutations in a large series of clinically ascertained ovarian cancer cases tested on multigene panels compared to reference controls.
and pancreatic
35.- Hu C.
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Multigene hereditary cancer panels reveal high-risk pancreatic cancer susceptibility genes.
cancer, updated analyses were conducted due to the availability of additional multigene panel cases (Ambry Genetics) and reference controls (gnomAD). Results were highly consistent with initial reports, with some minor exceptions, which are likely attributable to a much larger sample size in the current study, differences in the inclusion criteria applied to cases, and different quality control metrics applied to ExAC versus gnomAD controls. For example,
CDKN2A,
NF1, and
NBN were associated with increased risk for breast cancer in the current study, but were not significant in previously published analyses in our smaller cohorts. The association of germline
CDKN2A PVs with increased breast cancer risk is of particular importance because, to our knowledge, this has not been reported previously.
Risk estimates were also generated for colorectal and uterine/endometrial cancers and melanoma, with this being the first time colorectal and uterine/endometrial cancer risk estimates are presented for mismatch repair genes in a MGPT cohort. As expected, PVs in
MLH1,
MSH2,
MSH6, and
PMS2 were significantly associated with increased risks for colorectal and uterine/endometrial cancers. Further, our findings are consistent with current understanding of the cancer risk profile for each gene: colorectal and uterine/endometrial cancer risks were highest for
MLH1 and
MSH2 and lower for
MSH6 and
PMS2. PVs in
MSH2,
MSH6, and
PMS2 were significantly associated with increased risk for ovarian cancer, while the number of PVs in
MLH1 was too small to reliably assess for an association. The findings in
MSH6 and
PMS2 are of particular clinical importance, as these data are extremely limited in the literature until recently, yet clinicians counsel about a general increased risk for ovarian cancer with PVs in Lynch syndrome genes. Thus, having evidence-based data to support these clinical claims is of huge importance. PVs in
APC,
CDH1,
CHEK2, and
TP53 also showed significant associations with increased colorectal cancer risk.
ATM and
BRCA1 were unexpectedly associated with moderately increased risk for colorectal cancer in this study, with 20.7% and 19.4% of PV carriers in these genes meeting testing criteria for Lynch syndrome (Table
S8). While these genes have not traditionally been considered as colorectal cancer susceptibility genes, associations have been reported for
BRCA1 and
ATM.
36.- AlDubayan S.H.
- Giannakis M.
- Moore N.D.
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Inherited DNA-repair defects in colorectal cancer.
, 37.- Phelan C.M.
- Iqbal J.
- Lynch H.T.
- et al.
Incidence of colorectal cancer in BRCA1 and BRCA2 mutation carriers: results from a follow-up study.
, 38.- Thompson D.
- Duedal S.
- Kirner J.
- et al.
Cancer risks and mortality in heterozygous ATM mutation carriers.
BRCA1 and
BRCA2 were also associated with increased risks for uterine/endometrial cancer in this study. Regarding melanoma, while risk estimates were not reliable for most genes due to a smaller melanoma cohort size, PVs in
CDKN2A were expectedly associated with very high risks for melanoma (OR = 114.6); however, PVs in
ATM and
BRCA1 were also elevated (two- to threefold increased risks).
While recommendations for increased surveillance and/or surgical implications are already in place for most genes conferring significantly increased cancer risks, results from this study revealed several additional gene–cancer associations that have the potential to impact clinical management for PV carriers if replicated in other studies. For example, PVs in ATM and BRCA1 were significantly associated with >twofold increased risk for colorectal cancer and PVs in RAD51D and CDKN2A were significantly associated with >twofold increased risk for breast cancer. At these levels of risk, consideration might be given to recommending more frequent colonoscopy or addition of breast magnetic resonance imaging (MRI); however, these findings (and others) should be replicated in well-matched case–control studies and/or pedigree-based penetrance analyses before any changes are made to clinical practice for PV carriers. In particular, studies involving age-matched controls are needed to assess age-specific cancer risks to inform the age at which to implement various screening and surgical interventions.
PVs in MRE11A and RAD50 were not significantly associated with increased risks for any of the cancers investigated in this study. These genes were initially proposed as candidate breast cancer genes based on their role in double strand break repair via the MRN protein complex. While results from this study do not support the routine inclusion of these genes in multigene hereditary cancer panels, additional studies focused on other types of alterations such as gross del/dups and rare missense VUS are needed to fully appreciate any role these genes may play in inherited cancer risk.
Several potential limitations should be noted in addition to those previously mentioned. First, clinical history information was primarily obtained from clinician-completed TRFs, although 39% of cases did include documentation directly from clinic notes. Though it is possible that pertinent cancer history was either not reported or incorrectly reported on the TRF, results from a recent study found that TRF-based cancer history from the laboratory used in this study—specifically cancer type and age at diagnosis—is of high quality for probands and their close relatives.
39.- LaDuca H.
- McFarland R.
- Gutierrez S.
- et al.
Quality of clinician-reported cancer history when ordering genetic testing.
However, more detailed clinical history information than what was routinely available in this study is sometimes necessary to fully apply NCCN testing criteria. For example, Gleason score is needed to fully assess
BRCA1/2 testing criteria; however, this was not systematically included on the TRF and thus unavailable for many prostate cancer patients in this study. Another important consideration in the interpretation of these findings is that the PV detection rates and cancer risk analysis were primarily based on patient cancer history. While we attempted to minimize potential confounding effects introduced by other cancers, we did not control for family history in these analyses, although family history was incorporated where applicable when assessing
BRCA1/2 and Lynch syndrome testing criteria. Lastly, despite this being the largest cohort reported to date for breast, ovarian, uterine/endometrial, colorectal cancers, and melanoma, risk estimates remain limited by size for cancers other than breast, and cancer risk analysis was not informative for many genes due to low PV count and rarity of PVs in many of these genes. Limitations also exist surrounding the cohorts used for case–control analysis, as previously described by our group.
6.- Couch F.J.
- Shimelis H.
- Hu C.
- et al.
Associations between cancer predisposition testing panel genes and breast cancer.
Results from this study collectively highlight the extensive genetic heterogeneity surrounding cancers commonly referred for germline testing, along with the extensive overlap in cancer phenotypes associated with cancer predisposition genes. These findings affirm the clinical validity of a multigene panel testing approach involving comprehensive evaluation of genes for patients with a wide spectrum of cancer histories. Opportunities to improve identification of patients at risk include revising BRCA1/2 and Lynch syndrome testing criteria to include a broader range of medically actionable cancer predisposition genes and relaxing criteria, such as age at diagnosis constraints, for patients with associated cancers. Such revision of clinical genetic testing guidelines will be more aligned with clinician practice and will better guide health plan medical policy, ultimately improving patient access to testing.